Our client is hiring for a Specialty Lending Group First Line Compliance Manager in their Knoxville location. The SLG First Line Compliance Manager will lead a first line of defense compliance team within SLG, partnering with various bank departments, including Corporate Compliance, Risk Management, and other compliance teams. This role is responsible for identifying and mitigating regulatory compliance risks while seeking opportunities to enhance operational efficiency and support a positive customer and team member experience. The ideal candidate will have deep knowledge of the banking regulatory environment and excel at coaching and counseling the business line and team members. Essential Duties and Responsibilities:
Lead the SLG First Line Compliance team to work with business units to mitigate regulatory compliance risks.
Collaborate with the business unit to enhance compliance throughout all processes, procedures, and practices.
Act as a regulatory compliance advisor for new SLG projects and services.
Develop and implement a risk-based First Line Compliance Testing Calendar.
Partner with Corporate Compliance and SLG on remediation and risk mitigation initiatives.
Identify opportunities to enhance compliant operational efficiencies.
Balance complex legal/regulatory requirements while advocating for business needs.
Provide insights on emerging risks, control effectiveness, compliance risk exposure, and mitigation efforts.
Collaborate with the 1LOD Governance Team on input for Risk and Control Inventory.
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Ready to embrace new job opportunities in the vibrant area around Knoxville, Tennessee? Nestled in the eastern part of the Volunteer State, Knoxville offers a unique blend of Southern charm, scenic beauty, and exciting growth prospects for job seekers. From the iconic Sunsphere to the bustling Market Square, this region is brimming with historic landmarks, art galleries, theaters, and delicious Southern cuisine. Home to the beloved University of Tennessee Volunteers, as well as numerous parks and outdoor recreation areas along the Tennessee River, Knoxville provides the perfect backdrop for a fulfilling career and an enriching lifestyle. Explore our job listings now and discover why Knoxville is the perfect place to take your career to the next level!
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